Peraso Inc. — Capital/Financing Update 2013

Jun 7, 2013

8-K 1 a13-14560_18k.htm 8-K

*UNITED STATES*

*SECURITIES AND EXCHANGE COMMISSION*

*Washington, D.C. 20549*

*Form 8-K*

*Current Report*

*Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934*

Date of Report (Date of earliest event reported): *June 5,* 2013

*MoSys, Inc.*

(Exact name of registrant as specified in its charter)

*000-32929*

(Commission File Number)

Delaware	77-0291941
(State or other jurisdiction of incorporation)	(I.R.S. Employer Identification No.)

*3301 Olcott Street*

*Santa Clara, California 95054*

(Address of principal executive offices, with zip code)

*(408) 418-7500*

(Registrant’s telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions ( see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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*Item 8.01 Other Events*

On June 5, 2013, MoSys, Inc. (the “Company”) received from Roth Capital Partners, LLC a notice of exercise in full of the underwriters’ over-allotment option with respect to the Company’s previously announced public offering of common stock. Pursuant to the exercise of their over-allotment option, the underwriters will purchase an additional 975,000 shares of common stock at the public offering price of $4.00 per share, less underwriting commissions and discounts, on June 7, 2013, subject to customary closing conditions.

On June 6, 2013, the Company issued a press release announcing the exercise of the over-allotment option.

*Item 9.01 Financial Statements and Exhibits*

*(d) Exhibits.*

Exhibits	Description
99.1	Press release dated June 6, 2013.

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*SIGNATURES*

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

/s/ James W. Sullivan
James W. Sullivan
Chief Financial Officer

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*EXHIBIT INDEX*

Exhibits	Description
99.1	Press release dated June 6, 2013.

4

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