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PEPSICO INC — Director's Dealing 2021
Oct 25, 2021
29792_dirs_2021-10-25_a00a161d-2268-4edd-8dfd-430d02fff9e1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2021-10-21
Reporting Person: Johnston Hugh F (Vice Chairman, EVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-21 | PepsiCo, Inc. Common Stock | S | 29733 | $160.1086 | Disposed | 205201 | Direct |
| 2021-10-21 | PepsiCo, Inc. Common Stock | S | 7533 | $161.0403 | Disposed | 148357 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-21 | Phantom Stock Units | $ | A | 472.7681 | Acquired | PepsiCo, Inc. Common Stock (472.7681) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 289.7413 | Indirect |
Footnotes
F1: The shares with respect to this transaction were sold at prices ranging from $159.6600 and $160.6500. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F2: The shares with respect to this transaction were sold at prices ranging from $160.6600 and $161.3400. Upon request, the reporting person will provide to the Securities and Exchange Commission staff, the Company, or a security holder of the Company, full information regarding the number of shares sold at each separate price.
F3: Amount of securities beneficially owned following reported transaction reflects the transfer of the pecuniary interest in certain shares in a transaction exempt from Section 16 pursuant to Rule 16a-12.
F4: Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of October 21, 2021.
F5: These phantom units are held under the PepsiCo Executive Income Deferral Program ("EID") and convert to shares of PepsiCo Common Stock on a one-for-one basis.
F6: This amount relates to dividends credited to the reporting person's phantom stock account on various dates between March 2, 2021 and October 21, 2021 pursuant to the EID, at prices ranging from $141.45 to $150.41.
F7: This security is payable pursuant to the reporting person's election and the terms of the EID.