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PEPSICO INC — Director's Dealing 2016
Apr 18, 2016
29792_dirs_2016-04-18_3da055fb-4f0c-4366-8fd8-7a402abbfd0d.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2016-04-08
Reporting Person: Sankaran Vivek (Pres. & COO, FLNA)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 49566 | Direct |
| PepsiCo, Inc. Common Stock | 1766.5964 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $66.50 | 2022-03-31 | PepsiCo, Inc. Common Stock (6316) | Direct | |
| Employee Stock Option (right to buy) | $75.75 | 2023-02-28 | PepsiCo, Inc. Common Stock (5267) | Direct | |
| Employee Stock Option (right to buy) | $79.75 | 2024-02-29 | PepsiCo, Inc. Common Stock (12113) | Direct | |
| Employee Stock Option (right to buy) | $98.75 | 2026-02-28 | PepsiCo, Inc. Common Stock (4739) | Direct |
Footnotes
F1: This number includes: 1) 35,042 restricted stock units ("RSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc.; RSUs are calculated on a one unit for one share basis; these RSUs vest at various dates through March 1, 2019; vesting of all RSUs is contingent upon the reporting person's continued employment with the company; 2) 10,765 performance-based restricted stock units ("PSUs") granted as a portion of the reporting person's compensation from PepsiCo, Inc.; these PSUs vest at various dates through March 1, 2019 contingent upon the achievement of pre-established performance targets over a three-year performance period and Compensation Committee approval; the reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PSUs granted, depending on the performance level achieved; and 3) 3,759 shares of PepsiCo Common Stock held in an outside brokerage account.
F2: Reflects the number of shares held under the reporting person's account in the PepsiCo Savings Plan as of April 8, 2016.