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PEPSICO INC — Director's Dealing 2015
Jan 13, 2015
29792_dirs_2015-01-13_969eaac0-d32e-423b-9d2d-c059d42047ff.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2015-01-05
Reporting Person: Laguarta Ramon (CEO, PepsiCo Europe)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 117892 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $63.75 | 2021-02-28 | PepsiCo, Inc. Common Stock (16941) | Direct | |
| Employee Stock Option (right to buy) | $66.50 | 2020-04-11 | PepsiCo, Inc. Common Stock (19066) | Direct | |
| Employee Stock Option (right to buy) | $53.00 | 2019-01-31 | PepsiCo, Inc. Common Stock (743) | Direct | |
| Employee Stock Option (right to buy) | $53.00 | 2018-01-31 | PepsiCo, Inc. Common Stock (2830) | Direct | |
| Employee Stock Option (right to buy) | $68.75 | 2018-01-31 | PepsiCo, Inc. Common Stock (10755) | Direct | |
| Employee Stock Option (right to buy) | $65.00 | 2017-01-31 | PepsiCo, Inc. Common Stock (17221) | Direct | |
| Employee Stock Option (right to buy) | $57.50 | 2016-01-31 | PepsiCo, Inc. Common Stock (11701) | Direct |
Footnotes
F1: This number includes: 1) 80,077 restricted stock units ("RSUs") granted to the reporting person as a portion of his compensation prior to becoming a reporting person at PepsiCo, Inc. (these RSUs are calculated on a one unit for one share basis and vest at various dates through Sept. 20, 2017); 2) 2,556 performance-based stock units ("PSUs") granted to the reporting person as a portion of his compensation prior to becoming a reporting person at PepsiCo, Inc. (these PSUs will vest on Apr. 2, 2015 contingent upon the achievement of pre-established performance targets over the applicable performance period and Compensation Committee approval; the reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 150% of the PSUs granted, depending on the performance level achieved); TO BE CONTINUED ON FOOTNOTE #2
F2: 3) 22,385 PepsiCo Equity Performance Units ("PEPunits") granted to the reporting person as a portion of his compensation prior to becoming a reporting person at PepsiCo, Inc. (these PEPunits will become vested at various dates through Mar. 1, 2017 subject to absolute stock price performance and relative total shareholder return consistent with a pre-established payout scale determined for the three-year performance period and approved by the Compensation Committee; the reporting person may receive a number of shares of PepsiCo Common Stock from 0% to 175% of the PEPunits granted, depending on the level of performance achieved); and 4) 12,874 shares of PepsiCo Common Stock held in personal brokerage accounts.