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PEPSICO INC — Director's Dealing 2011
May 10, 2011
29792_dirs_2011-05-10_be32025c-fb82-4fde-9460-e16c86440d03.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PEPSICO INC (PEP)
CIK: 0000077476
Period of Report: 2011-05-06
Reporting Person: Compton John C (CEO, PepsiCo Americas Foods)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-05-06 | PepsiCo, Inc. Common Stock | M | 76100 | $50.00 | Acquired | 291254 | Direct |
| 2011-05-06 | PepsiCo, Inc. Common Stock | M | 75000 | $41.50 | Acquired | 366254 | Direct |
| 2011-05-06 | PepsiCo, Inc. Common Stock | S | 151100 | $69.4516 | Disposed | 215154 | Direct |
| 2011-05-09 | PepsiCo, Inc. Common Stock | M | 75000 | $41.50 | Acquired | 290154 | Direct |
| 2011-05-09 | PepsiCo, Inc. Common Stock | S | 75000 | $69.925 | Disposed | 215154 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-05-06 | Employee Stock Option (right to buy) | $41.50 | M | 75000 | Disposed | 2012-07-17 | PepsiCo, Inc. Common Stock (75000) | Direct |
| 2011-05-09 | Employee Stock Option (right to buy) | $41.50 | M | 75000 | Disposed | 2012-07-17 | PepsiCo, Inc. Common Stock (75000) | Direct |
| 2011-05-06 | Employee Stock Option (right to buy) | $50.00 | M | 76100 | Disposed | 2012-01-31 | PepsiCo, Inc. Common Stock (76100) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| PepsiCo, Inc. Common Stock | 8579.3769 | Indirect |
Footnotes
F1: The shares with respect to this transaction were sold at prices ranging from $69.31 and $69.71. Upon request, PepsiCo, Inc. will provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F2: The shares with respect to this transaction were sold at prices ranging from $69.90 and $69.96. Upon request, PepsiCo, Inc. will provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Reflects number of shares held under the reporting person's account in the PepsiCo Savings Plan as of May 6, 2011.