Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

PEPSICO INC Director's Dealing 2003

Feb 11, 2003

29792_dirs_2003-02-11_45982e97-bc62-420a-bd50-d2c096201a69.zip

Director's Dealing

Open in viewer

Opens in your device viewer

5 1 form5-enrico211.htm Form 5- Roger A. Enrico

| FORM
5 | | OMB APPROVAL |
| --- | --- | --- |
| o | Check this box if no
longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | OMB Number: 3235-0362 Expires: January 31, 2005 Estimated average burden hours per response...........1.0 |
| o | Form 3 Holdings
Reported | |
| o | Form 4 Transactions
Reported | |

| 1. Name
and Address of Reporting Person* Enrico Roger A. | 2. Issuer Name and
Ticker or Trading Symbol PepsiCo, Inc. (PEP) | | | | | 6.
Relationship of Reporting Person(s) to Issuer (Check all applicable) x Director o 10% Owner o Officer o Other (specify below) (give
title below) | | |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| (Last)

(First)
(Middle) 100 Crescent Court, Suite 700 | 3. I.R.S.
Identification Number of Reporting Person, if an entity (voluntary) | | 4. Statement for Month/Year 12/2002 | | | | | |
| (Street) Dallas TX 75201 | | | 5. If
Amendment, Date of Original (Month/Year) | | | 7. Individual
or Joint/Group Filing (Check Applicable Line) x Form filed by One
Reporting Person o Form filed by More
than One Reporting Person | | |
| (City)
(State) (Zip) | Table
I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | | | | | | | |
| 1. Title of
Security (Instr. 3) | 2.
Trans- action Date (Month/ Day/ Year | 2A.
Deemed Execution Date; if any (Month/ Day/ Year | 3.
Trans- action Code (Instr. 8) | 4. Securities Acquired
(A) or Disposed of (D) (Instr. 3, 4 and 5) | | 5. Amount
of Securities Beneficially Owned at End of Month (Instr. 3 and 4) | 6. Ownership
Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature
of Indirect Beneficial Ownership (Instr. 4) |
| | | | | Amount | (A)
or (D) | Price | | |
| PepsiCo, Inc. Common Stock | | | | | | 50,131.00 (1) | D | |

FORM 5 (continued)

Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned ( e.g. , puts, calls, warrants, options, convertible securities)

| 1. Title of Derivative Security
(Instr. 3) | 2. Conver- sion or Exercise Price of Derivative Security | 3. Trans- action Date (Month/ Day/Year) | 4. Trans-action Code (Instr. 8) | 5. Number of Derivative Securites Acquired
(A) or Disposed of (D) (Instr. 3, 4 and 5) | | 6. Date Exercisable and Expiration Date (Month/Day/Year) | | 7. Title and Amount of Underlying Securities
(Instr. 3 and 4) | | 8. Price of Derivative Security
(Instr. 5) | 9. Number of Derivative Securities
Beneficially Owned and End of Month (Instr. 4) | 10. Owner- ship Form of Derivative Securities Beneficially Owned by End of Month (Instr.
4) |
| --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | | | (A) | (D) | Date Excer- cisable | Expira- tion Date | Title | Amount or Number of Shares | | | |
| Employee Stock Option (right to buy) | $50.00 | 2/1/2002 | A | 12,000.00 | | 3/31/02 (2) | 01/31/12 | PepsiCo, Inc. Common Stock | 12,000.00 | $50.00 | 12,000.00 | D |

Explanation of Responses: 1. Includes 36 shares previously owned indirectly through PepsiCo's 401(k) plan. 2. These stock options vested upon the retirement of the reporting person.

/s/ Robert E. Cox February 11, 2003
Robert E. Cox Attorney-in-fact ** Signature of Reporting Person Date

| Reminder: | Report on a separate line for each class of
securities beneficially owned directly or indirectly. |
| --- | --- |
| ** | Intentional misstatements or omissions of
facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: | File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for procedure. |