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PepGen Inc. — Director's Dealing 2024
Jun 13, 2024
33898_dirs_2024-06-13_cfb553e8-1fde-40d7-bd3e-a00cb15b1f20.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PepGen Inc. (PEPG)
CIK: 0001835597
Period of Report: 2024-06-11
Reporting Person: Mellion Michelle L (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-11 | Common Stock | M | 500 | $10.21 | Acquired | 500 | Direct |
| 2024-06-11 | Common Stock | S | 500 | $18.044 | Disposed | 0 | Direct |
| 2024-06-12 | Common Stock | M | 1086 | $10.21 | Acquired | 1086 | Direct |
| 2024-06-12 | Common Stock | S | 1086 | $18.0614 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-11 | Stock Option (Right to Buy) | $10.21 | M | 500 | Disposed | 2032-06-30 | Common Stock (500) | Direct |
| 2024-06-12 | Stock Option (Right to Buy) | $10.21 | M | 1086 | Disposed | 2032-06-30 | Common Stock (1086) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2024.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.08, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.20, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: This stock option vests over four years following the vesting commencement date (April 4, 2022) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.