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PepGen Inc. — Director's Dealing 2024
Jul 26, 2024
33898_dirs_2024-07-26_2f7f20b6-f845-428c-881c-64dc12973a59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PepGen Inc. (PEPG)
CIK: 0001835597
Period of Report: 2024-07-24
Reporting Person: Mellion Michelle L (Chief Medical Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-24 | Common Stock | M | 201 | $10.21 | Acquired | 201 | Direct |
| 2024-07-24 | Common Stock | S | 201 | $18.0051 | Disposed | 0 | Direct |
| 2024-07-25 | Common Stock | M | 7571 | $10.21 | Acquired | 7571 | Direct |
| 2024-07-25 | Common Stock | S | 7571 | $18.0612 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-07-24 | Stock Option (Right to Buy) | $10.21 | M | 201 | Disposed | 2032-06-30 | Common Stock (201) | Direct |
| 2024-07-25 | Stock Option (Right to Buy) | $10.21 | M | 7571 | Disposed | 2032-06-30 | Common Stock (7571) | Direct |
Footnotes
F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 19, 2024.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.03, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4: This option shall vest as follows: twenty-five percent (25%) on the one-year anniversary of the Grant Date and the remainder vesting in thirty-six (36) equal monthly installments, subject to the option recipient's continued service or employment with the Company on each applicable vesting date.