PEOPLES BANCORP OF NORTH CAROLINA INC

Regulatory Filings • May 13, 2020

8-K 1 pebk_8k.htm CURRENT REPORT Document created using Blueprint(R) - powered by Issuer Direct - www.issuerdirect.com Copyright 2020 Issuer Direct Corporation pebk_8k

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-K

CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 11, 2020

Peoples Bancorp of North Carolina, Inc.

(Exact Name of Registrant as Specified in Its Charter)

North Carolina

(State or Other Jurisdiction of Incorporation)

000-27205	56-2132396
(Commission File
No.)	(IRS Employer
Identification No.)

| 518
West C Street, Newton, North Carolina | 28658 |
| --- | --- |
| (Address of
Principal Executive Offices) | (Zip
Code) |

(828) 464-5620

(Registrant’s Telephone Number, Including Area Code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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| Peoples
Bancorp of North Carolina, Inc. | |
| --- | --- |
| INDEX | |
| | Page |
| Item
5.02 – Departure of Directors or Certain Officers; Election
of Directors; Appointment of Certain Officers; Compensatory
Arrangements of Certain Officers | 3 |
| Signatures | 4 |

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Item 5.02. – Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers;

On May 11, 2020, Peoples Bancorp of North Carolina, Inc. (the “Company”) announced the following changes in executive management.

Jeffrey N. Hooper (age 50 as of May 11, 2020) was appointed Executive Vice President, Chief Financial Officer (“CFO”), Corporate Treasurer and Assistant Corporate Secretary. Mr.Hooper served as Executive Vice President and Chief Financial Officer of a community bank in South Carolina from 2007 to 2019. He is a Certified Public Accountant and a graduate of University of Alaska with a B. S. in Accounting. Mr. Hooper has a total of 15 years banking experience.

A. Joseph Lampron, Jr. was named Chief Administrative Officer, and will retire in June 2020.

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SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf
by the undersigned hereunto duly authorized.
	PEOPLES
BANCORP OF NORTH CAROLINA, INC.
Date:
May 13, 2020	By:	/s/
Jeffrey N. Hooper
	Jeffrey
N. Hooper
	Executive
Vice President and Chief Financial Officer

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