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Penumbra Inc — Director's Dealing 2024
Jul 19, 2024
30612_dirs_2024-07-19_3bfd34e9-e8ad-41c0-81c6-b839a9004d6d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2024-07-17
Reporting Person: Elsesser Adam (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-07-17 | Common Stock | S | 2900 | $200.28 | Disposed | 939682 | Indirect |
| 2024-07-17 | Common Stock | S | 900 | $201.50 | Disposed | 938782 | Indirect |
| 2024-07-17 | Common Stock | S | 2200 | $202.51 | Disposed | 936582 | Indirect |
| 2024-07-17 | Common Stock | S | 9000 | $203.34 | Disposed | 927582 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5000 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $200.00 to $200.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares are held by the Siegel/Elsesser Revocable Trust.
F4: This transaction was executed in multiple trades at prices ranging from $201.12 to $201.89. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $202.35 to $202.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $203.20 to $203.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.