Penumbra Inc — Director's Dealing 2023

Oct 11, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2023-10-09

Reporting Person: Shiu Lambert (Chief Accounting Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-10-09	Common Stock	M	2750	$12.36	Acquired	19466	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-10-09	Stock Option (right to buy)	$12.36	M	2750	Disposed	2025-03-22	Common Stock (2750)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	300	Indirect

Footnotes

F1: A portion of these shares is subject to vesting.

F2: Includes 240 shares purchased by the Reporting Person under the Issuer's Employee Stock Purchase Plan on May 19, 2023.

F3: Shares are held by the Reporting Person's spouse in an IRA.

F4: All shares are vested and exercisable.