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Penumbra Inc — Director's Dealing 2021
Jan 27, 2021
30612_dirs_2021-01-27_5292ad7d-a535-459f-9933-45cbeb6b97cb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2021-01-25
Reporting Person: Bose Arani (Director, Chief Innovator)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-25 | Common Stock | S | 5712 | $255.29 | Disposed | 544950 | Direct |
| 2021-01-25 | Common Stock | S | 3377 | $256.23 | Disposed | 541573 | Direct |
| 2021-01-25 | Common Stock | S | 823 | $257.43 | Disposed | 540750 | Direct |
| 2021-01-25 | Common Stock | S | 88 | $258.29 | Disposed | 540662 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $255.00 to $255.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $256.00 to $256.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $257.08 to $257.97. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.