Penumbra Inc — Director's Dealing 2021

Feb 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2021-02-01

Reporting Person: Pray James Robert (President, International)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-01	Common Stock	S	590	$255.25	Disposed	427841	Indirect
2021-02-01	Common Stock	S	408	$256.37	Disposed	427433	Indirect
2021-02-01	Common Stock	S	200	$257.84	Disposed	427233	Indirect
2021-02-01	Common Stock	S	900	$258.21	Disposed	426333	Indirect
2021-02-01	Common Stock	S	900	$259.40	Disposed	425433	Indirect
2021-02-01	Common Stock	S	1011	$260.29	Disposed	424422	Indirect
2021-02-01	Common Stock	S	600	$261.45	Disposed	423822	Indirect
2021-02-01	Common Stock	S	191	$264.46	Disposed	423631	Indirect
2021-02-01	Common Stock	S	100	$273.31	Disposed	423531	Indirect
2021-02-01	Common Stock	S	100	$277.19	Disposed	423431	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1578	Direct

Footnotes

F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $254.92 to $255.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3: Shares are held by the Pray Revocable Trust.

F4: This transaction was executed in multiple trades at prices ranging from $255.94 to $256.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $257.92 to $258.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $259.00 to $259.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F7: This transaction was executed in multiple trades at prices ranging from $260.00 to $260.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F8: This transaction was executed in multiple trades at prices ranging from $261.25 to $261.77. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F9: This transaction was executed in multiple trades at prices ranging from $264.38 to $264.54. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.