Penumbra Inc — Director's Dealing 2021

May 11, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2021-05-07

Reporting Person: Rothman Lynn (EVP and Chief Business Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-07	Common Stock	M	10155	$3.98	Acquired	32637	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-07	Stock Option (right to buy)	$3.98	M	10155	Disposed	2021-06-12	Common Stock (10155.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	101807	Indirect

Footnotes

F1: Shares are held by the Trust of Richard E. Koch and Lynn D. Rothman.

F2: All shares are vested and exercisable.