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Penumbra Inc — Director's Dealing 2021
Aug 12, 2021
30612_dirs_2021-08-12_b984c6a8-bb45-40fc-a9f8-eb46632063da.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2021-08-10
Reporting Person: Pray James Robert (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-10 | Common Stock | S | 1490 | $259.42 | Disposed | 421941 | Indirect |
| 2021-08-10 | Common Stock | S | 985 | $260.19 | Disposed | 420956 | Indirect |
| 2021-08-10 | Common Stock | S | 998 | $261.27 | Disposed | 419958 | Indirect |
| 2021-08-10 | Common Stock | S | 1406 | $262.12 | Disposed | 418552 | Indirect |
| 2021-08-10 | Common Stock | S | 121 | $262.98 | Disposed | 418431 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1578 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $258.86 to $259.83. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares are held by the Pray Revocable Trust.
F4: This transaction was executed in multiple trades at prices ranging from $259.86 to $260.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $260.87 to $261.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $261.86 to $262.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.