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Penumbra Inc — Director's Dealing 2021
Oct 5, 2021
30612_dirs_2021-10-05_8cd284a2-ed4b-4196-91e9-bc2afae1225b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2021-10-01
Reporting Person: Pray James Robert (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | S | 300 | $258.96 | Disposed | 413131 | Indirect |
| 2021-10-01 | Common Stock | S | 700 | $260.31 | Disposed | 412431 | Indirect |
| 2021-10-01 | Common Stock | S | 1000 | $261.01 | Disposed | 411431 | Indirect |
| 2021-10-01 | Common Stock | S | 2200 | $262.18 | Disposed | 409231 | Indirect |
| 2021-10-01 | Common Stock | S | 700 | $263.16 | Disposed | 408531 | Indirect |
| 2021-10-01 | Common Stock | S | 100 | $267.06 | Disposed | 408431 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1578 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $258.68 to $259.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares are held by the Pray Revocable Trust.
F4: This transaction was executed in multiple trades at prices ranging from $260.07 to $260.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $260.68 to $261.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $261.70 to $262.66. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $262.78 to $263.47. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.