Penumbra Inc — Director's Dealing 2021

Oct 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2021-10-01

Reporting Person: Roberts Johanna (EVP, Gen. Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-10-01	Common Stock	M	2500	$22.04	Acquired	53824	Direct
2021-10-01	Common Stock	S	500	$260.01	Disposed	53324	Direct
2021-10-01	Common Stock	S	800	$260.94	Disposed	52524	Direct
2021-10-01	Common Stock	S	606	$262.10	Disposed	51918	Direct
2021-10-01	Common Stock	S	494	$262.71	Disposed	51424	Direct
2021-10-01	Common Stock	S	100	$267.06	Disposed	51324	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-10-01	Stock Option (right to buy)	$22.04	M	2500	Disposed	2025-08-11	Common Stock (2500.0)	Direct

Footnotes

F1: A portion of these shares is subject to vesting.

F2: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F3: This transaction was executed in multiple trades at prices ranging from $259.50 to $260.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $260.62 to $261.26. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $261.79 to $262.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F6: This transaction was executed in multiple trades at prices ranging from $262.53 to $263.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F7: All shares are vested and exercisable.