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Penumbra Inc — Director's Dealing 2020
Feb 3, 2020
30612_dirs_2020-02-03_474ef450-aff1-4105-b4e7-67448d5fdf83.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2020-01-30
Reporting Person: Kosaraju Sridhar (President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-30 | Common Stock | S | 1200 | $175.09 | Disposed | 165151 | Indirect |
| 2020-01-30 | Common Stock | S | 500 | $176.01 | Disposed | 164651 | Indirect |
| 2020-01-30 | Common Stock | S | 300 | $177.40 | Disposed | 164351 | Indirect |
| 2020-01-30 | Common Stock | S | 500 | $178.08 | Disposed | 163851 | Indirect |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $174.71 to $175.31. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares are held by the Kosaraju Family Trust.
F4: This transaction was executed in multiple trades at prices ranging from $175.71 to $176.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $176.96 to $177.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $177.79 to $178.38. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.