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Penumbra Inc — Director's Dealing 2020
Feb 3, 2020
30612_dirs_2020-02-03_d1761926-395b-46cb-9af2-de9b3d47bcd5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2020-01-30
Reporting Person: Roberts Johanna (EVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-01-30 | Common Stock | S | 1800 | $175.15 | Disposed | 55756 | Direct |
| 2020-01-30 | Common Stock | S | 600 | $176.29 | Disposed | 55156 | Direct |
| 2020-01-30 | Common Stock | S | 299 | $177.49 | Disposed | 54857 | Direct |
| 2020-01-30 | Common Stock | S | 801 | $178.25 | Disposed | 54056 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $174.82 to $175.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: A portion of these shares is subject to vesting.
F4: This transaction was executed in multiple trades at prices ranging from $175.99 to $176.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $177.32 to $177.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $178.11 to $178.44. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.