Penumbra Inc — Director's Dealing 2020

Feb 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2020-02-11

Reporting Person: Bose Arani (Director, Chief Innovator)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-11	Common Stock	S	10000	$185.30	Disposed	580662	Direct

Footnotes

F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $185.00 to $185.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Includes 13,471 shares issued to the Reporting Person upon conversion of the Reporting Person's Series B Preferred Stock on September 23, 2015 and reported in a Form 4 filed by the Reporting Person on September 23, 2015, which shares were inadvertently omitted from subsequent Forms 4 filed by the Reporting Person due to administrative oversight.