Penumbra Inc — Director's Dealing 2020

Feb 13, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2020-02-11

Reporting Person: Wilder Thomas (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-11	Common Stock	A	756	—	Acquired	756	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3497	Indirect

Footnotes

F1: Restricted stock units vest as to 1/4 on each of March 31, 2020, June 30, 2020, September 30, 2020, and December 31, 2020, subject to Mr. Wilder's continued service as director through such dates.

F2: A portion of these shares is subject to vesting.

F3: Any changes between direct and indirect holdings through the Thomas and Catharine Wilder Family Trust dated March 31, 2006 are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4: Shares are held by the Thomas and Catharine Wilder Family Trust dated March 31, 2006.