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Penumbra Inc Director's Dealing 2020

Feb 26, 2020

30612_dirs_2020-02-26_da5f4a55-33c8-490c-99e1-fe9b93775d51.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2020-02-24

Reporting Person: Kassing Don W. (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-02-24 Common Stock S 126 $185.79 Disposed 1883 Direct
2020-02-24 Common Stock S 178 $186.66 Disposed 1705 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 8500 Indirect

Footnotes

F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $185.16 to $186.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F3: A portion of these shares is subject to vesting.

F4: This transaction was executed in multiple trades at prices ranging from $186.29 to $186.74. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F5: Shares are held by The Kassing Family Trust.