Penumbra Inc — Director's Dealing 2020

Mar 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2020-03-16

Reporting Person: Kosaraju Sridhar (President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-16	Common Stock	S	200	$150	Disposed	160151	Indirect
2020-03-16	Common Stock	S	200	$151.36	Disposed	159951	Indirect
2020-03-16	Common Stock	S	200	$152.47	Disposed	159751	Indirect
2020-03-16	Common Stock	S	100	$153.07	Disposed	159651	Indirect
2020-03-16	Common Stock	S	1800	$155.46	Disposed	157851	Indirect

Footnotes

F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2: Shares are held by the Kosaraju Family Trust.

F3: This transaction was executed in multiple trades at prices ranging from $151.02 to $151.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $152.08 to $152.85. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $155.04 to $155.68. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.