AI assistant
Penumbra Inc — Director's Dealing 2020
Sep 3, 2020
30612_dirs_2020-09-03_9d80751a-f5f6-4320-b5a5-ac392bc94617.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2020-09-01
Reporting Person: Pray James Robert (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-09-01 | Common Stock | S | 50 | $209.16 | Disposed | 448381 | Indirect |
| 2020-09-01 | Common Stock | S | 100 | $210.42 | Disposed | 448281 | Indirect |
| 2020-09-01 | Common Stock | S | 200 | $211.82 | Disposed | 448081 | Indirect |
| 2020-09-01 | Common Stock | S | 3933 | $212.78 | Disposed | 444148 | Indirect |
| 2020-09-01 | Common Stock | S | 717 | $213.32 | Disposed | 443431 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1578 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: Shares are held by the Pray Revocable Trust.
F3: This transaction was executed in multiple trades at prices ranging from $210.24 to $210.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $211.25 to $212.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $212.24 to $213.15. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $213.16 to $213.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.