Penumbra Inc — Director's Dealing 2019

Apr 15, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2018-11-30

Reporting Person: Rothman Lynn (EVP and Chief Business Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-11-30	Common Stock	M	4500	$3.98	Acquired	136819	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-11-30	Stock Option (right to buy)	$3.98	M	4500	Disposed	2021-06-12	Common Stock (4500.0)	Direct

Footnotes

F1: This transaction is being reported late due to administrative oversight.

F2: The Reporting Person previously held shares directly. Changes between direct holdings and indirect holdings through a family revocable trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3: Trust of Richard E. Koch and Lynn D. Rothman

F4: All options are vested and exercisable.