Penumbra Inc — Director's Dealing 2019

Apr 30, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-04-29

Reporting Person: Kosaraju Sridhar (CFO and Head of Strategy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-04-29	Common Stock	F	79615	—	Disposed	71601	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	115750	Indirect

Footnotes

F1: Shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock granted to the Reporting Person.

F2: Any changes between direct holdings and indirect holdings through the Kosaraju Family Trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F3: Shares are held by the Kosaraju Family Trust.