Penumbra Inc — Director's Dealing 2019

Jul 3, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-07-01

Reporting Person: Kosaraju Sridhar (CFO and Head of Strategy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-07-01	Common Stock	S	1745	$159.54	Disposed	174606	Indirect
2019-07-01	Common Stock	S	3023	$160.08	Disposed	171583	Indirect
2019-07-01	Common Stock	S	132	$161.14	Disposed	171451	Indirect
2019-07-01	Common Stock	S	100	$162.12	Disposed	171351	Indirect

Footnotes

F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $158.95 to $159.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Shares are held by the Kosaraju Family Trust.

F4: This transaction was executed in multiple trades at prices ranging from $159.95 to $160.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: This transaction was executed in multiple trades at prices ranging from $161 to $161.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.