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Penumbra Inc — Director's Dealing 2019
Sep 16, 2019
30612_dirs_2019-09-16_27e4348f-d8e8-4467-9ca9-fdfa957d1155.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2019-09-12
Reporting Person: Pray James Robert (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-09-12 | Common Stock | S | 50 | $150 | Disposed | 485381 | Indirect |
| 2019-09-13 | Common Stock | S | 9958 | $150.04 | Disposed | 475423 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1578 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: Shares are held by the Pray Revocable Trust.
F3: This transaction was executed in multiple trades at prices ranging from $150.00 to $150.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
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