Penumbra Inc — Director's Dealing 2018

Feb 14, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2017-12-31

Reporting Person: Kosaraju Sridhar (CFO and Head of Strategy)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-11-22	Common Stock	G	1000	—	Disposed	54147	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	302431	Direct

Footnotes

F1: This was a bona fide gift with no payment in consideration.

F2: Shares are held by the Kosaraju Family Trust.

F3: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.

F4: A portion of these shares is subject to vesting.