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Penumbra Inc — Director's Dealing 2018
Feb 20, 2018
30612_dirs_2018-02-20_6259023a-b876-4e35-9910-397aaaaf34e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2018-02-15
Reporting Person: Davis Daniel Donen (See Remarks)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-15 | Common Stock | F | 2479 | $98.20 | Disposed | 21619 | Direct |
| 2018-02-16 | Common Stock | A | 10190 | $98.20 | Acquired | 31809 | Direct |
Footnotes
F1: These shares were withheld by or surrendered to Penumbra to pay the reporting person's tax withholding obligations incurred in connection with the vesting of the related restricted stock unit.
F2: A portion of these shares is subject to vesting.
F3: On February 16, 2018, the Reporting Person was granted 10,190 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 16, 2019, subject to continued service by the Reporting Person on the applicable vesting date.