Penumbra Inc — Director's Dealing 2018

Feb 28, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2017-02-13

Reporting Person: Davis Daniel Donen (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-02-13	Common Stock	A	20000	—	Acquired	51809	Direct
2018-02-26	Common Stock	M	13478	$3.98	Acquired	65287	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-02-26	Stock Option (right to buy)	$3.98	M	13478	Acquired	2021-09-29	Common Stock (13478)	Direct

Footnotes

F1: This transaction is being reported late due to administrative oversight.

F2: On February 13, 2017, the Reporting Person was granted 20,000 RSUs under the Company's 2014 Equity Incentive Plan, of which 1/4 of the RSUs will vest equally on an annual basis, beginning on February 15, 2018, subject to continued service by the Reporting Person on the applicable vesting date.

F3: A portion of these shares is subject to vesting.

F4: All options are vested and exercisable.