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Penumbra Inc — Director's Dealing 2018
May 1, 2018
30612_dirs_2018-05-01_f38bf60c-e144-4b94-a15e-4c10f9eb4831.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2018-04-28
Reporting Person: Kosaraju Sridhar (CFO and Head of Strategy)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-04-28 | Common Stock | F | 79612 | $126.45 | Disposed | 222819 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 54147 | Indirect |
Footnotes
F1: Shares were withheld by Issuer to satisfy tax withholding obligations in connection with the vesting of Restricted Stock granted to the Reporting Person.
F2: The Reporting Person holds shares both directly and indirectly through his revocable family trust as indicated on this Form. Any changes between direct holdings and indirect holdings through such trust are in transactions exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 as mere changes in form of beneficial ownership.
F3: A portion of these shares is subject to vesting.
F4: Shares are held by the Kosaraju Family Trust.