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Penumbra Inc — Director's Dealing 2018
May 8, 2018
30612_dirs_2018-05-08_ad5614fd-7d92-49e9-851d-1276c336eb94.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2018-05-04
Reporting Person: Rothman Lynn (EVP and Chief Business Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-04 | Common Stock | S | 4900 | $135.04 | Disposed | 139419 | Direct |
| 2018-05-07 | Common Stock | S | 1100 | $135.07 | Disposed | 138319 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $135.00 to $135.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $135.00 to $135.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.