Penumbra Inc — Director's Dealing 2018

Jul 18, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2018-07-16

Reporting Person: Evans Robert D. (EVP, Gen. Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-07-16	Common Stock	M	26	$22.04	Acquired	15267	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-07-16	Stock Option (right to buy)	$22.04	M	26	Disposed	2025-08-11	Common Stock (26.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	162296	Indirect

Footnotes

F1: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

F2: Option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.