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Penumbra Inc — Director's Dealing 2018
Aug 1, 2018
30612_dirs_2018-08-01_8ab9d50b-685a-452f-bf61-f258db29bf8b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2018-07-30
Reporting Person: Pray James Robert (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-07-30 | Common Stock | S | 999 | $135.88 | Disposed | 508807 | Indirect |
| 2018-07-30 | Common Stock | S | 1206 | $137.17 | Disposed | 507601 | Indirect |
| 2018-07-30 | Common Stock | S | 1850 | $137.98 | Disposed | 505751 | Indirect |
| 2018-07-30 | Common Stock | S | 2713 | $139.07 | Disposed | 503038 | Indirect |
| 2018-07-30 | Common Stock | S | 1357 | $140.20 | Disposed | 501681 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1578 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $135.60 to $136.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares are held by the Pray Revocable Trust.
F4: This transaction was executed in multiple trades at prices ranging from $136.65 to $137.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $137.65 to $138.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $138.60 to $139.55. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F7: This transaction was executed in multiple trades at prices ranging from $139.60 to $140.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.