Penumbra Inc — Director's Dealing 2018

Sep 6, 2018

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2018-09-01

Reporting Person: Roberts Johanna (EVP, Gen. Counsel & Secretary)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	46556	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option (right to buy)	$22.04	2025-08-11	Common Stock (50000.0)		Direct

Footnotes

F1: A portion of these shares is subject to vesting.

F2: The original option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.