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Penumbra Inc — Director's Dealing 2018
Dec 6, 2018
30612_dirs_2018-12-06_4f2ae3ec-9ed3-4617-a877-80ff1c222275.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2018-12-03
Reporting Person: O'Rourke Bridget (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-03 | Common Stock | S | 200 | $139.65 | Disposed | 3650 | Direct |
| 2018-12-03 | Common Stock | S | 100 | $140.79 | Disposed | 3550 | Direct |
| 2018-12-03 | Common Stock | S | 400 | $141.64 | Disposed | 3150 | Direct |
| 2018-12-03 | Common Stock | S | 100 | $142.87 | Disposed | 3050 | Direct |
| 2018-12-03 | Common Stock | S | 200 | $143.55 | Disposed | 2850 | Direct |
| 2018-12-03 | Common Stock | S | 200 | $144.84 | Disposed | 2650 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $139.25 to $140.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: A portion of these shares is subject to vesting.
F4: This transaction was executed in multiple trades at prices ranging from $141.28 to $142.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $143.50 to $143.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $144.79 to $144.88. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.