Penumbra Inc — Director's Dealing 2018

Dec 31, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2018-12-27

Reporting Person: Davis Daniel Donen (See Remarks)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-27	Common Stock	M	1647	$3.98	Acquired	63985	Direct
2018-12-27	Common Stock	M	292	$4.49	Acquired	64277	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-12-27	Stock Option (right to buy)	$3.98	M	1647	Disposed	2021-09-29	Common Stock (1647.0)	Direct
2018-12-27	Stock Option (right to buy)	$4.49	M	292	Disposed	2022-02-06	Common Stock (292.0)	Direct

Footnotes

F1: A portion of these shares is subject to vesting.

F2: All options are vested and exercisable.

F3: All options are vested and exercisable.