Penumbra Inc — Director's Dealing 2017

Jul 24, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2017-07-21

Reporting Person: Evans Robert D. (EVP, Gen. Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-07-21	Common Stock	M	4629	$22.04	Acquired	11704	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-07-21	Stock Option (right to buy)	$22.04	M	4629	Disposed	2025-08-11	Common Stock (4629.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	241296	Indirect

Footnotes

F1: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

F2: Option vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter.