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Penumbra Inc Director's Dealing 2017

Aug 11, 2017

30612_dirs_2017-08-11_97f20427-edb7-47af-af0b-0d398504087a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2017-08-09

Reporting Person: Evans Robert D. (EVP, Gen. Counsel & Secretary)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-08-09 Common Stock S 9300 $85.06 Disposed 231996 Indirect
2017-08-09 Common Stock S 700 $86.35 Disposed 231296 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 11704 Direct

Footnotes

F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.

F2: This transaction was executed in multiple trades at prices ranging from $85.00 to $85.65 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

F4: This transaction was executed in multiple trades at prices ranging from $86.00 to $86.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.