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Penumbra Inc — Director's Dealing 2017
Sep 29, 2017
30612_dirs_2017-09-29_5c03f45b-d642-4551-817c-67a948f9e212.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2017-09-27
Reporting Person: Evans Robert D. (EVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-09-27 | Common Stock | S | 1586 | $90 | Disposed | 224727 | Indirect |
| 2017-09-28 | Common Stock | S | 2108 | $90 | Disposed | 222619 | Indirect |
| 2017-09-29 | Common Stock | S | 16323 | $90.04 | Disposed | 206296 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 11704 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
F3: This transaction was executed in multiple trades at prices ranging from $90.00 to $90.15. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.