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Penumbra Inc Director's Dealing 2016

Mar 7, 2016

30612_dirs_2016-03-07_c6d01aed-a3ab-41f0-82db-fcd209b0d7ca.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2016-03-04

Reporting Person: Wang Walter Charles (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-04 Common Stock A 2000 Acquired 521071 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 963860 Indirect

Footnotes

F1: Restricted stock units vest as to 1/4 on each of March 31, 2016, June 30, 2016, September 30, 2016 and December 31, 2016.

F2: Shares are held by Wang Ventures LLC, of which Mr. Wang is a Member. To the extent Mr. Wang is deemed to have beneficial ownership of any shares held by Wang Ventures LLC, he disclaims beneficial ownership except to the extent of his pecuniary interest therein.