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Penumbra Inc — Director's Dealing 2016
May 17, 2016
30612_dirs_2016-05-17_204617b4-bb9d-4c57-866b-fe7ecb1470c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2016-05-13
Reporting Person: Pray James Robert (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-05-13 | Common Stock | S | 18230 | $48.3977 | Disposed | 631770 | Direct |
| 2016-05-13 | Common Stock | S | 8785 | $48.9214 | Disposed | 622985 | Direct |
| 2016-05-16 | Common Stock | S | 2700 | $47.9829 | Disposed | 620285 | Direct |
| 2016-05-16 | Common Stock | S | 2785 | $48.5023 | Disposed | 617500 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6431 | Indirect |
Footnotes
F1: Sale to pay taxes resulting from pre-IPO option exercise.
F2: This transaction was executed in multiple trades at prices ranging from $47.75 to $48.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $48.75 to $49.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $47.28 to $48.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $48.32 to $48.66. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Shares are held by the Pray Revocable Trust.