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Penumbra Inc — Director's Dealing 2016
Aug 31, 2016
30612_dirs_2016-08-31_4ce57c08-fc0b-4484-b86e-88d08871ba97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2016-08-29
Reporting Person: Evans Robert D. (EVP, Gen. Counsel & Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-29 | Common Stock | S | 1900 | $71.65 | Disposed | 272796 | Indirect |
| 2016-08-29 | Common Stock | S | 100 | $72.25 | Disposed | 272696 | Indirect |
| 2016-08-30 | Common Stock | S | 1800 | $71.13 | Disposed | 269096 | Indirect |
| 2016-08-31 | Common Stock | S | 1500 | $70.53 | Disposed | 269396 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2538 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $71.17 to $72.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.
F4: This transaction was executed in multiple trades at prices ranging from $70.60 to $71.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $70.14 to $70.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.