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Penumbra Inc — Director's Dealing 2016
Sep 6, 2016
30612_dirs_2016-09-06_c4528f4f-9b22-4a37-8c2a-8137bb8f3f86.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2016-09-01
Reporting Person: Davis Daniel Donen (President, North America)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-01 | Common Stock | S | 2300 | $69.90 | Disposed | 59426 | Direct |
| 2016-09-01 | Common Stock | S | 100 | $70.39 | Disposed | 59326 | Direct |
| 2016-09-02 | Common Stock | S | 4500 | $70.47 | Disposed | 54826 | Direct |
| 2016-09-06 | Common Stock | S | 2200 | $70.87 | Disposed | 52626 | Direct |
| 2016-09-06 | Common Stock | S | 8500 | $71.22 | Disposed | 44126 | Direct |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $69.28 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: A portion of these shares is subject to vesting.
F4: This transaction was executed in multiple trades at prices ranging from $70.10 to $70.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $70.06 to $71.05. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: This transaction was executed in multiple trades at prices ranging from $71.07 to $71.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.