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Penumbra Inc — Director's Dealing 2016
Sep 6, 2016
30612_dirs_2016-09-06_c414754f-3858-44a9-8029-9ec989b6300d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2016-09-01
Reporting Person: Pray James Robert (President, International)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-01 | Common Stock | S | 2300 | $69.89 | Disposed | 599747 | Direct |
| 2016-09-01 | Common Stock | S | 100 | $70.36 | Disposed | 599647 | Direct |
| 2016-09-02 | Common Stock | S | 4500 | $70.47 | Disposed | 595147 | Direct |
| 2016-09-06 | Common Stock | S | 800 | $70.67 | Disposed | 594347 | Direct |
| 2016-09-06 | Common Stock | S | 1400 | $71.18 | Disposed | 592947 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6431 | Indirect |
Footnotes
F1: The sales were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
F2: This transaction was executed in multiple trades at prices ranging from $69.27 to $70.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: This transaction was executed in multiple trades at prices ranging from $70.04 to $70.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $70.06 to $71.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: This transaction was executed in multiple trades at prices ranging from $71.07 to $71.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F6: Shares are held by the Pray Revocable Trust.