Penumbra Inc — Director's Dealing 2016

Oct 11, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2016-10-07

Reporting Person: Evans Robert D. (EVP, Gen. Counsel & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-10-07	Common Stock	M	4537	$22.04	Acquired	7075	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-10-07	Stock Option (right to buy)	$22.04	M	4537	Disposed	2025-08-11	Common Stock (4537.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	266296	Indirect

Footnotes

F1: Shares are held by The 2010 Robert D. Evans and Norma J. Evans Revocable Trust u/d/t dated November 11, 2010.

F2: The option was granted by the Issuer prior to the date on which the Reporting Person became subject to Section 16. The original option grant vests over four years, with 25% of the shares vesting on August 1, 2016 and 1/48 vesting each month thereafter and was previously reported on Form 3.