Penumbra Inc — Director's Dealing 2015

Sep 23, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Penumbra Inc (PEN)
CIK: 0001321732
Period of Report: 2015-09-23

Reporting Person: Elsesser Adam (Director, Chairman, CEO and President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-09-23	Common Stock	C	1000	—	Acquired	1236838	Direct
2015-09-23	Common Stock	C	13471	—	Acquired	14144	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-09-23	Series B Preferred Stock	$	C	1000	Disposed		Common Stock (1000)	Direct
2015-09-23	Series B Preferred Stock	$	C	13471	Disposed		Common Stock (13471)	Indirect

Footnotes

F1: The Series B Preferred Stock automatically converted into Common Stock on a 1:1 basis upon closing of the Issuer's initial public offering of Common Stock and had no expiration date.

F2: Shares are held by the Siegel/Elsesser Revocable Trust.