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PENTAIR plc — Director's Dealing 2025
Jan 6, 2025
30329_dirs_2025-01-06_2408fcfa-48ec-4159-ba22-fe3b95ffc3ac.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2025-01-02
Reporting Person: Stauch John L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2025-01-02 | Common Shares | F | 246 | $100.4 | Disposed | 525 | Direct |
| 2025-01-02 | Common Shares | F | 7615 | $100.4 | Disposed | 12204 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2025-01-02 | Employee Stock Option (right to buy) | $100.4 | A | 46281 | Acquired | 2035-01-02 | Common Shares (46281) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - Restricted Stock Units | 46244.659 | Direct |
| Common Shares | 196912.9875 | Indirect |
| Common Shares - Deferral Plan | 380653.664 | Indirect |
| Common Shares - ESOP | 938.228 | Indirect |
Footnotes
F1: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F2: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F3: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F4: Since the date of the reporting person's last ownership form, 27,744.0844 shares held directly have been transferred and are now held indirectly by a trust owned by the reporting person's spouse.
F5: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F6: Pentair plc shares will be delivered to the reporting person in accordance with their irrevocable deferral election.
F7: Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.
F8: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.