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PENTAIR plc — Director's Dealing 2024
Jan 4, 2024
30329_dirs_2024-01-04_88b94b40-2358-49b8-8feb-f03f99676096.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: PENTAIR plc (PNR)
CIK: 0000077360
Period of Report: 2024-01-02
Reporting Person: Wiggins DeMon L (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-01-02 | Common Shares - Restricted Stock Units | A | 4230 | — | Acquired | 10238.556 | Direct |
| 2024-01-03 | Common Shares | F | 739 | $68.28 | Disposed | 5975.3895 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-01-02 | Employee Stock Option (right to buy) | $70.92 | A | 12398 | Acquired | 2034-01-02 | Common Shares (12398) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Shares - ESOP | 192.983 | Indirect |
Footnotes
F1: Restricted stock units granted pursuant to and subject to a vesting condition of the Pentair plc 2020 Share and Incentive Plan. Each restricted stock unit represents a right to receive one Pentair plc share upon vesting.
F2: End-of-period holdings include shares acquired under a dividend reinvestment plan in exempt transactions not required to be reported pursuant to Section 16(a).
F3: End-of-period holdings reflect the vesting of restricted stock units that were previously reported.
F4: Shares surrendered to pay taxes applicable to vesting of restricted stock units.
F5: End-of-period holdings include monthly purchases under the ESPP in exempt transactions pursuant to Rule 16b-3(c).
F6: Employee stock option granted under the Pentair plc 2020 Share and Incentive Plan.
F7: One-third of the stock options become exercisable on the first, second and third anniversary of the grant.